Thoracic Spine and Rib Cage: Breathing Mechanics, Posture, and Referred Pain Patterns

Capítulo 8

Estimated reading time: 9 minutes

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1) Landmarks for the Thoracic Spine and Rib Cage (What to Find and Why It Matters)

The thoracic region behaves as a coupled system: vertebrae, ribs, sternum, and diaphragm form a pressure-and-motion cylinder. In practice, you will often assess thoracic movement quality through rib motion and breathing behavior rather than through isolated segmental testing.

Spinous processes (T1–T12): orientation and clinical use

  • Key idea: Thoracic spinous processes angle inferiorly (more so mid-thoracic), so the palpable spinous tip is not directly over the transverse process or costovertebral joint level.
  • Practical implication: When a patient reports “pain beside the spine” at a given level, consider that the symptomatic costovertebral/costotransverse region may be slightly lateral and not exactly at the spinous tip you are touching.
  • Observation cue: In standing, note whether the thoracic kyphosis is uniform or has a focal hinge (often around mid-thoracic) that correlates with reduced extension capacity and altered rib excursion.

Rib angles and posterior rib contour

  • Rib angle: The point where the rib turns anterolaterally from the posterior rib shaft. This region is commonly tender with costovertebral irritation, intercostal overuse, or protective guarding.
  • What you can see: Asymmetry in posterior rib prominence during quiet breathing can indicate uneven rib excursion (often more informative than static posture alone).

Sternum and costal margins (anterior reference points)

  • Sternum: A stable anterior reference for observing pump-handle motion (upper ribs) and for detecting anterior chest wall stiffness that can shift breathing to accessory patterns.
  • Costal margins: The inferior border of the rib cage. The costal angle and the resting position of the lower ribs are useful for identifying rib flare and altered diaphragm mechanics.
  • Clinical note: A persistently elevated costal margin at rest often accompanies reduced zone of apposition of the diaphragm and increased reliance on neck/upper chest muscles during breathing tasks.

Guided observation: quick landmark-based screen (60–90 seconds)

  1. Posterior view: Identify midline (spinous line) and compare right vs left posterior rib contour at rest.
  2. Anterior view: Observe the costal margins: do the lower ribs sit elevated and wide (rib flare) or do they move smoothly inward/outward with quiet breathing?
  3. Side view: Note whether the thorax rests in flexion with a forward rib cage translation (often paired with limited thoracic extension and increased cervical loading).

2) Breathing Mechanics: Diaphragm, Rib Motion, and Accessory Muscle Strategies

Breathing is a movement task. The thoracic spine and ribs must allow shape change of the rib cage to modulate volume and pressure. When thoracic mobility is limited or breathing strategy is inefficient, load shifts to the neck, shoulder girdle, and paraspinals.

Diaphragm function as a pressure regulator

  • Primary action: Diaphragm contraction increases thoracic volume and contributes to intra-abdominal pressure regulation.
  • Rib cage interaction: Effective diaphragm function depends on the lower ribs being able to move (especially lateral expansion) and on a favorable resting rib position (not chronically flared/elevated).
  • Clinical pattern: If the lower ribs are held in an elevated position, the diaphragm may act more as a stabilizer than a mover, and the patient may recruit accessory muscles earlier during low-load tasks.

Rib motion concepts: pump-handle and bucket-handle

Use these models to interpret what you see and feel during breathing tasks:

  • Pump-handle motion (upper ribs): Predominantly increases anteroposterior diameter. Visually, you may see more anterior chest rise near the sternum.
  • Bucket-handle motion (mid-to-lower ribs): Predominantly increases transverse diameter. Visually, you should see lateral rib expansion.
  • Clinical interpretation: Excessive pump-handle dominance with minimal lateral expansion often correlates with accessory muscle overuse and upper thoracic stiffness.

Accessory muscles: when they help and when they signal compensation

  • Common accessory contributors: scalenes, sternocleidomastoid, upper trapezius, pectoralis minor/major, serratus anterior, intercostals.
  • Helpful context: Accessory muscles are appropriate during high ventilatory demand (exercise, dyspnea). The issue is early or constant recruitment during quiet breathing or low-load tasks.
  • Observable signs of overuse: visible clavicular lift, neck muscle prominence during quiet breathing, shoulder girdle elevation with inhalation, increased upper chest motion with minimal lower rib excursion.

Step-by-step: breathing observation and symptom reproduction tasks

Goal: link symptoms to breathing mechanics and rib/thoracic motion rather than treating pain as isolated tissue irritation.

  1. Quiet breathing baseline (30–45 seconds): Ask the patient to breathe normally. Observe: (a) where motion occurs (upper chest vs lateral ribs vs abdominal expansion), (b) symmetry of rib movement, (c) neck/shoulder elevation.
  2. Directed lateral expansion: Cue: “Breathe into the sides of your lower ribs.” Watch for bucket-handle motion. Note whether this reduces or increases symptoms.
  3. Deep inhalation with pause: Ask for a slow maximal inhale, 2-second hold, then slow exhale. Track: (a) pain location, (b) whether pain is sharp and localized (often joint/pleura/intercostal irritation) vs diffuse ache (often muscle overuse), (c) whether symptoms appear at end-range inhalation (rib elevation demand) or end-range exhalation (rib depression demand).
  4. Sniff test (brief inspiratory effort): A quick sniff can reveal abrupt accessory recruitment. Observe for sudden neck activation or rib flare.
  5. Exhalation emphasis: Cue: “Long slow exhale, let the ribs soften down.” If the ribs remain elevated and the abdomen draws in aggressively, consider poor rib cage compliance or habitual bracing.

3) Thoracic Contribution to Shoulder and Neck Loading (Regional Interdependence)

The thorax is the base for the scapula and the platform for cervical posture. When thoracic extension and rib mobility are limited, the body often borrows motion from the cervical spine and shoulder girdle to achieve arm elevation and head positioning.

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Thoracic extension capacity and overhead function

  • Mechanism: Adequate thoracic extension supports posterior rib cage expansion and allows the scapula to upwardly rotate and posteriorly tilt with less compensatory cervical extension.
  • Compensation pattern: Limited thoracic extension often presents as early cervical extension during arm elevation, rib flare, and increased lumbar extension to “create” overhead range.
  • Clinical clue: If shoulder symptoms worsen with sustained sitting and improve with thoracic extension positioning, consider thoracic stiffness and breathing strategy as contributors to shoulder loading.

Rib cage position and scapular muscle demand

  • Rib flare effect: An elevated anterior rib cage can change scapular resting orientation and increase tonic demand on pectoralis minor, upper trapezius, and neck muscles during reaching and breathing.
  • Breathing-load link: If the rib cage is used as a “brace,” shoulder girdle muscles may become secondary stabilizers for respiration and posture, increasing fatigue and pain sensitivity in the neck/upper quarter.

Practical test: thoracic position changes and symptom response

  1. Baseline: Have the patient perform a symptomatic task (e.g., arm elevation, sustained computer posture simulation, or head rotation) and rate symptoms.
  2. Thoracic reposition: Cue gentle thoracic extension (not lumbar arching) and a soft, longer exhale to reduce rib flare.
  3. Re-test: Repeat the task. Improvement suggests thoracic/rib cage contribution to loading rather than purely local shoulder/neck tissue limitation.

4) Common Clinical Patterns and What They Look Like

A) Thoracic stiffness (often extension- and rotation-limited)

Thoracic stiffness commonly presents as reduced segmental contribution to functional tasks, with compensations above and below.

  • Typical presentation: reduced thoracic extension capacity, reduced rotation during gait/turning, “stiff mid-back,” increased cervical or lumbar movement during reaching.
  • Breathing association: decreased lateral rib expansion, increased upper chest breathing, early accessory recruitment.
  • Guided observation point: In seated posture, ask the patient to “grow tall through the sternum” without lifting the chin. If the movement is minimal or immediately shifts to lumbar extension, thoracic extension capacity may be limited.

B) Costovertebral/costotransverse dysfunction signs (rib-related pain behavior)

Rib joint irritation or hypomobility often behaves differently from purely muscular pain. The key is the relationship to breathing, trunk rotation, and localized palpation sensitivity.

  • Common signs: sharp or catching pain with deep inhalation, pain with coughing/sneezing, pain with trunk rotation or side-bending, focal tenderness near the rib angle or just lateral to the spinous processes.
  • Movement clue: Symptoms often reproduce at end-range inhalation (rib elevation demand) or with combined rotation + inhalation.
  • Observation cue: Look for asymmetric posterior rib excursion: one side may appear to “lag” during inhalation.

Step-by-step: screening for rib joint contribution (non-provocative to more specific)

  1. Breath-linked symptom check: Ask: “Does it change with a deep breath, cough, or sneeze?” Note yes/no and which phase (in/out) is worse.
  2. Thoracic rotation with relaxed breathing: Have the patient rotate gently left/right while breathing quietly. Note if symptoms appear only when rotation is paired with inhalation.
  3. Segmental localization by behavior: Identify the most symptomatic movement (deep inhale, rotation, side-bend). Then palpate around the rib angle region for focal reproduction, comparing sides.

C) Breathing-related muscle overuse (intercostals, scalenes, pectoral region)

Overuse patterns often emerge when the rib cage is stiff, the diaphragm is disadvantaged by rib flare, or the patient maintains chronic bracing. Symptoms may be diffuse and fatigue-like, with tenderness in predictable regions.

  • Common symptom map: lateral rib soreness (intercostals), anterior chest tightness (pectoral region), neck tightness/headache tendency (scalenes/SCM overuse), upper thoracic ache (paraspinal overactivity).
  • Behavioral hallmark: symptoms increase with prolonged talking, stress, low-level exertion, or sustained sitting; deep breathing may feel “restricted” rather than painful.
  • Guided observation point: During quiet breathing, watch for clavicular lift and visible neck muscle activity. Ask the patient to place one hand on the upper chest and one on the lateral lower ribs to self-detect where movement occurs.

Guided Observation Points (Use These in Every Thoracic/Rib Cage Assessment)

Rib flare

  • What to look for: lower ribs resting elevated and anteriorly prominent; wide costal angle; minimal rib descent on exhale.
  • Quick check: In supine or standing, cue a long exhale. If the lower ribs do not visibly soften down, consider habitual bracing or reduced rib cage compliance.
  • Clinical relevance: rib flare often correlates with increased accessory breathing and higher neck/shoulder muscle tone during low-load tasks.

Thoracic extension capacity

  • What to look for: ability to extend through the mid-thorax without hinging at the lumbar spine or jutting the chin.
  • Practical screen: In sitting, ask for gentle thoracic extension while keeping the pelvis neutral. Observe whether the sternum lifts with minimal lumbar arching.
  • Symptom link: limited extension capacity often increases cervical extension demand during reaching and can amplify upper quarter symptoms.

Symptom reproduction during breathing tasks

  • What to test: quiet breathing, deep inhale, deep exhale, inhale with hold, and inhale paired with trunk rotation.
  • What to record: phase-specific pain (in vs out), location (posterior rib angle vs anterior chest vs lateral ribs), and quality (sharp/catching vs diffuse fatigue).
  • Interpretation anchor: consistent, localized pain tied to end-range inhalation/rotation suggests rib joint involvement; diffuse fatigue with visible accessory recruitment suggests breathing-related muscle overuse; minimal rib excursion with compensatory neck/shoulder movement suggests thoracic stiffness influencing regional loading.

Now answer the exercise about the content:

During quiet breathing, which observation most strongly suggests a compensatory accessory-breathing pattern rather than efficient diaphragm-driven lateral rib expansion?

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Early or constant accessory recruitment is suggested by clavicular lift, visible neck muscle activity, and increased upper chest motion with minimal lower rib (bucket-handle) excursion during quiet breathing.

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Lumbar Spine and Pelvis: Lumbopelvic Control, Hip Hinge, and Pain Patterns

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